Tag: Iraq
Part 1: can Iraq become and remain a democracy?

Invited to speak to the U.S. intelligence community about the prospects for democracy in Iraq, I prepared a paper that treats strengths, weaknesses, opportunities and threats as well as policy options. I’ll post it here over the next couple of days. If you prefer to read it all at once, please visit Al Arabiya, which published the full paper today. Here are the first two parts: strengths and weaknesses:
Getting to Denmark
By
Daniel Serwer
Johns Hopkins School of Advanced International Studies
Iraq is already a proto-democracy. Relatively free and fair elections chose its current parliament, 80 per cent of which are newly elected members. It has in theory an independent judiciary that is supposed to decide issues based on the law. It has lively media that are not entirely government-controlled and a vibrant civil society, including a multitude of political parties and nonprofit associations. Until the revolutions in Tunisia and Egypt, Iraq was arguably the most democratic Arab state. Even today it likely still merits that appellation.
But “the most democratic Arab state” is not saying much. Iraq is still far from Denmark and likely never will meet the EU’s Copenhagen criteria. What will it take to move it farther in that direction and prevent Iraq from slipping back into autocracy?
1. Strengths
Iraq has a state, established in accordance with a constitution adopted by referendum in October 2005. It is an Islamic federal republic, “in which the system of government is republican, representative, parliamentary, and democratic.” The state is asymmetrically federal, providing a wide degree of autonomy to Kurdistan and somewhat lesser degrees to the 15 non-Kurdish governorates. The state came close to total collapse in 2003 and again in 2006-7 but has slowly recovered since. Today it manages a budget of $82.6 billion, produces oil at a rate of about 2.2 or more million barrels per day, sometimes makes a minimal basket of food available to virtually every Iraqi and produces 8000 MW of electricity.
The Council of Representatives is the supreme legislative body, and there are also provincial, municipal and district councils as well as a Kurdistan parliament. The Council of Representatives has been elected twice under the current constitution, and it has twice chosen the President and Vice Presidents of the Republic as well as approving the Prime Minister and his government.
The independence of the judiciary is guaranteed by Article 87 of the Constitution. The Federal Supreme Court is established pursuant to Articles 92 and 94 of the Constitution.
In short, Iraq has the right institutions on paper. Its weaknesses lie elsewhere.
2. Weaknesses
Iraq has little history of democratic governance. While the monarchy was in principle a constitutional one, little of liberal democratic culture survived 45 years of autocracy. The Ba’athist regime led Iraq into three catastrophic wars (with Iran and with two different U.S.-led coalitions) and established a standard for brutality that has rarely been exceeded. It will not be easy to turn the Republic of Fear into the Republic of Hope.
The current Iraqi system of governance is complex. It requires for its effective operation a high degree of cooperation and coordination among different levels of government, and among entities at each level of government. Good governance would not be easy even under ideal conditions.
Conditions are far from ideal. While violence is dramatically down from its peak in 2006/7, it has ticked up recently, as a wave of assassinations has struck security officials and politicians even as suicide bombings and improvised explosive devices continue more indiscriminate killing. The government response is not always respectful of the rule of law, and pressures to crack down hard to repress the violence are strong.
The current government, formed in December 2010, is far from cohesive. It is a broad coalition that includes all the major political coalitions and commands in theory a big majority in the Council of Representatives. But the political coalitions dictated the choice of its members, the prime minister has not named key security ministers so retains those portfolios himself, and political tension is high between Prime Minister Maliki and Iyad Allawi, who head the most key partners in the coalition.
Despite the formation of this “national partnership” coalition with participation from the major Shia, Sunni and Kurdish political groups, sectarian and ethnic tensions continue to plague the government. There is little sign of programmatic coherence in its deliberations, beyond general avowals of support for democracy and human rights. With some exceptions, the ministers seem more committed to protecting their own party, sectarian and ethnic interests than to providing Iraq’s citizens with the kind of good governance many of them would like.
The relationship between Iraqi citizens and their government is in fact tenuous. More than 90% of the government’s revenue comes directly from oil, not taxes. This makes Iraq an oil rentier state with no need to convince citizens of the value of the services it provides in order to obtain revenue. While Revenue Watch has ranked Iraq ahead of other Middle Eastern oil producers in revenue transparency, Transparency International’s Corruption Perceptions Index used foreigners’ perceptions to rank Iraq towards the bottom end in “abuse of entrusted power for private gain.”
A soggy version of the Arab spring
Big Carnegie Endowment/Harvard discussion of Arab Spring yesterday. Outcome: pretty gloomy. But these are experts, who admittedly failed to see the budding of the Arab Spring and are unlikely to be able to predict its course either. They all acknowledged the many unknowns and the difficulties of prediction.
Marwan Muasher, who prefers reform from above, thinks doing nothing in response to the protests is no longer an option but also noted there is more “empire strikes back” (Libya, Yemen, Syria) and “buying time with money” (the Gulf) than “promises of reform” (thin in Jordan, a bit more serious in Morocco). And his criteria for successful reform from above were exacting: it has to be holistic and inclusive, power has to be shared seriously, it should be gradual and measurable. Nothing makes the cut yet.
No optimism from Marina Ottaway either. She noted that even in Tunisia and Egypt there are problems of political will to complete the reform process, that some of the politicians formerly associated with the ruling parties will be able to recycle themselves, that secular parties are weak and fragmented, that Islamists may be a bit stronger but also fragmented, with Salafi influence rising. It is not clear yet what the protesters will be able or willing to do politically, and it is too early to count the military out.
Tarek Masoud did not like what he sees in Egypt. He noted the intense conflict among political forces and between political forces and the military, with the military wary of democracy. They don’t want democratic oversight, fear the demand for justice and don’t want to break with past policy on Israel and the U.S. The military would like to reign without ruling, keeping out of the public eye and avoiding responsibility for governing. They have already made mistakes by scheduling the constitutional referendum, then having to fix the amended constitution with their own constitutional declaration. Early elections will favor Islamists, and opening the constitution to a constituent assembly will open the question of the relationship between state and religion, which is not a good idea. The future holds more discord.
So spring wasn’t so cheery. How about the U.S. policy response?
Nick Burns praised President Obama’s relatively rapid and thoroughly nuanced response in a difficult international situation. He was not too late to support the Tahrir protesters, correctly hesitated about Libya but signed on in response to the Arab League appeal in light of Gaddafi’s threat to Benghazi, and gave the Gulfies more slack because there was no rebellion to sign on to in Saudi Arabia, Oman or Qatar. Only under questioning did Nick state baldly that he could not understand why we hadn’t zapped Bashar al Assad earlier and admit that in Bahrain Washington had chosen interests over values. Nick urged that we focus on Egypt, decrease out focus on governments and security, increase our focus on development and outreach to people, move on Israel/Palestine and shift to a containment policy on Iran.
Agreeing that the case-by-case contextual approach was the right one, Steve Walt concluded that we would soon face Arab governments more sensitive to public opinion, that there would be no easy fixes for the problems of over-centralization and corruption in the Arab countries, Western governments are not flush and would find it hard to ante up, Israel’s position would be weakened as Egypt and Jordan became less compliant to U.S. wishes and that U.S. strategy in the region is obsolete even if its interests are the same as always: unhindered flow of oil and gas, nuclear nonproliferation, countering terrorism and protecting Israel. A more effective policy would pay more attention to Arab public opinion, embrace reform, sustain multipolarity in the region, get U.S. troops out (to an offshore balancing role, naturally, that would still prevent others from exerting control), internationalize the Israel/Palestine peace process (including encouragement of European support for the Palestine resolution at the GA and a possible settlement imposed by the Security Council). Most importantly: we need to stop threatening Iran, which gives Tehran incentives to build nuclear weapons and attempt more creative (unspecified) diplomacy. In response to a question, Walt said he also thought we need a residual force in Iraq to counter Iran.
Chris Boucek, focused mainly on Yemen, warned of economic meltdown, suggested we manage the Saudis better and noted that the youthful protesters are espousing our ideals.
There was a good deal more, but this gives you the flavor: the U.S. focus on stability, peace and democracy has failed: no stability, little prospect for peace and not much for democracy either. Burns and Walt, each in his own way, thought the U.S. could still play an important role, but no one was sanguine about the prospects for the Arab spring or U.S. interests in its aftermath.
Memorial Day for all
I spent my high school years marching in the Memorial Day parade in New Rochelle, New York and have never lost respect for those who serve and make sacrifices in uniform. Even as an anti-war protester in the Vietnam era, I thought denigration of those in uniform heinous, not to mention counterproductive.
It is impossible to feel anything but pride and gratitude to those who have served in Iraq and Afghanistan, not to mention Kosovo, Bosnia, Panama and Somalia during the previous decade. Nor will I forget my Memorial Day visit to the American cemetery in Nettuno accompanying Defense Secretary Les Aspin in the early 1990s, or my visit to the Florence cemetery the next year. These extraordinarily manicured places are the ultimate in peaceful. It is unimaginable what their inhabitants endured. No matter what we say during the speechifying on Memorial Day, there is little glory in what the troops do and a whole lot of hard work, dedication, professionalism and horror.
That said, it is a mistake to forget those who serve out of uniform, as we habitually do. Numbers are hard to come by, but a quick internet search suggests that at at least 1000 U.S. civilians have died in Iraq and Afghanistan. They come in many different varieties: journalists, policemen, judges, private security guards, agriculturalists, local government experts, computer geeks, engineers, relief and development workers, trainers, spies, diplomats and who knows what else. I think of these people as our “pinstripe soldiers,” even if most of them don’t in fact wear pinstripes. But they are a key component of building the states that we hope will some day redeem the sacrifices they and their uniformed comrades have endured.
I spend my working hours worrying about how to improve the performance of the pinstripe soldiers, but that should not reduce by one iota appreciation for them. These are people who sometimes go places before they are safe enough for the troops, and they stay long after the troops are withdrawn. I hope my readers will add a minute to their Memorial Day reflections for those who serve in mufti. And count the many non-Americans who support our people also in your appreciation.
PS: I wrote this yesterday and this morning found Marc Chretien’s piece in the Washington Post arguing that civilian government employees who work in war zones should be eligible for burial at Arlington. It’s not a cause I’d have invented, but he has my support.
A right-minded but (mostly) forgettable speech
It is hard for me to knock a speech whose most frequently occurring words are “region” “must,” “change,” “people,” and “rights.” There has to be something to appreciate there. The President was particularly good on Tunisia and Egypt, supporting completion of their transitions to democracy and offering economic help, mainly through debt forgiveness, trade and investment. He was better on Bahrain than I might have expected, underlining that the destruction of Shia mosques there is unacceptable (thank you Roy Gutman for your reporting on that!).
On Syria, he was so-so, appealing once again for Bashar al Assad to lead reform (fat chance) or step aside (fat chance of that too). But that is farther than Obama has gone in the past. He gave President Saleh of Yemen a push toward the exit, but it did not seem to have any real force behind it.
The President was overoptimistic on both Afghanistan and Iraq, claiming we have broken the momentum of the insurgency in the former and established multiethnic and nonsectarian government in the latter. Both may happen, but they aren’t consolidated achievements yet.
On Israel/Palestine, the President took something like Shimon Peres’ approach: focus for now on defining Palestine’s territory and ensuring Israel’s security, solve Jerusalem and refugee return later. Rhetorical support for Israel was strong, as was opposition to the Palestinian effort to get the UN General Assembly to approve statehood. But there was really nothing new. That might be the best he can do for the moment, which is not propitious.
No mention of Saudi Arabia. A bit of talk about Iranian hypocrisy in providing assistance to Syria in repressing demonstrators, but no clarion call for rebellion there. Strong on women’s rights, inter-religious dialogue and rejection of political violence. Big throughout on self-determination (Palestinians take note), values as a focus for American policy in addition to interests, universal rights and strengthening the economic underpinnings of political transition.
A right-minded but I am afraid forgettable speech.
PS: I did not anticipate when I wrote this piece quickly this afternoon the furor that has erupted over the President’s endorsement of the ’67 borders of Israel as the basis for negotiations and eventual land swaps. It is still a bit hard for me to see what other basis there would be in a “land for peace” deal, but I take the point that this is the first time an American president has endorsed an idea that many of us take for granted. Those who object need to explain what other basis there might be for the territorial solution, other than “making the land whole.”
Embracing Solomon’s baby
As the Americans prepare to leave Iraq, most of the journalistic focus–insofar as it exists at all–is on the security situation there, which is far from completely calm. But that is not what most people who know Iraq well are most concerned about. They worry mainly about Kurdish-Arab disputes, which take many forms: quarrels about distribution of oil revenue, the authority of Baghdad’s government and courts, the degree of Kurdish control over oil development and the extent of the territory under the control of the Kurdistan Regional Government, a sub-national entity with a wide degree of autonomy. It is all inter-connected. Whichever one you start with, you’ll end up discussing the others in due course.
Sean Kane at the United States Institute of Peace has chosen to take up Iraq’s “disputed territories,” arguably the toughest of the Arab-Kurdish issues, first. In a long and detailed disquisition, he demonstrates assiduously that quite a few of the territorial disputes are resolvable on the basis of voting patterns since 2005 as well as historical/cultural antecedents. The report will be presented and discussed at a webcast event this morning featuring also Emma Sky and Joost Hiltermann. One unusual feature of the report is the posting online of several Iraqi reactions to it. They make interesting reading.
Having disposed of some of the “easier” problems, Sean comes to the difficult core issue: Solomon’s baby in this context is Kirkuk, which is the object of Arab, Kurdish and Turkomen ambitions that appear irreconcilable. Here he proposes that either the entire province be given a “special” status (allowed under the Iraqi constitution) and shared between Erbil and Baghdad, or that much of the province be divided between the two and only Kirkuk City become a “common” city. These solutions bear a distinct resemblance to the so far successful effort to share the town and county (opstina) of Brcko in Bosnia between the two constituent entities of the Bosnian state. In practice, this has meant a special status now recognized in the Bosnian constitution. Something like this for either all of Kirkuk province or the town of Kirkuk would allow both sides to claim victory and neither to enjoy all of the spoils. In due course, the solution might be ratified, along with mutually agreed divisions of territory, in a referendum provided for in the Iraqi constitution.
All of this is eminently reasonable and notably helpful. Where things get more problematic is in drawing conclusions for American policy. There is the great temptation to condition American security assistance to the Kurds and Arabs on their respective good behavior with regard to their dispute. On some level, this will surely be the case: the United States will not want its materiel deployed in an intra-Iraqi dispute and will likely tie some strings to the relevant agreements to try to prevent that from happening. But it would be hard for the U.S. to yank its training of the Iraqi army, navy or air force in response to developments between Erbil and Baghdad. Washington sees that training–and the ample armament that goes with it–as vital to Iraq’s regional role, especially vis-a-vis Tehran. Washington is not going to cut off its nose to spite its face, or throw Baghdad into Tehran’s arms.
More promising is the positive incentive approach Emma Sky says has been used in the past to encourage peshmerga integration. She has proposed in the same paper (also published by USIP) conflict resolution, management and prevention mechanisms that merit more attention than they have so far gotten. As Emma knows better than most civilians, wishful thinking is not a plan.
But that does not mean the internationals necessarily need to keep their hands on this problem either–it could be that leaving the Kurds and Arabs to manage it themselves is not only feasible but preferable. What I haven’t seen is a careful, independent assessment of the different options. The U.S., UN and Iraqis need to get their heads together sooner rather than later on how to handle Arab-Kurdish disputes, especially as resistance to a continuing U.S. troop presence after the end of this year seems to be strengthening.
Riyadh and Washington try to get it together
With King Abdullah back in the saddle throne since late February, after months abroad for medical treatment, it seems to me that Saudi diplomacy has gone into relative overdrive. Their biggest move was troops into Bahrain, to free up the Bahraini security forces to beat up demonstrators, but now they appear to be taking an active role in arranging for the departure of President Ali Abdullah Saleh from his post, if not from the country. I imagine they’ve decided now he is more liability than asset, something most Yemenis seem to have concluded weeks ago.
The Americans are also in overdrive, with Defense Secretary Gates and National Security Adviser Donilon wearing out the flying carpet to Riyadh. This is likely in part damage limitation–the Saudis aren’t happy to see the Americans plumping for transition in the democratic direction in Tunisia, Egypt, Libya and Bahrain. It must be difficult to convince them that somehow we’ll manage to stop the process before it gets to the Kingdom, which has largely pacified its own population and cracks down hard when soft power fails to do the job.
But it looks as if there may be more on the agenda: the Iranian challenge looms large for both Washington and Riyadh, and both have taken to implying that the Iranians are up to no good in Bahrain, though there is little evidence that the protests were fueled by Tehran. This I suppose is where the Saudis would like the Americans to draw the line: democracy is good, but not if it threatens to bring a Shia majority into power (as it did of course in Iraq, and the Saudis were not pleased).
This leaves Libya and Syria. I see no real unhappiness coming from the Saudis about what is going on in Libya, and it is difficult to imagine that the United Arab Emirates would lend its air force to the cause if the Saudis were not prepared to go along. Gaddafi is not a Saudi kind of guy, and of course there is no Shia threat there. Syria is harder to read: are the Saudis backing Bashar al Assad, who runs an Alawi (sort of Shia) regime, or not? Riyadh and Damascus have in the past competed with him for influence in Lebanon. Would the Saudis prefer a Sunni regime in Damascus? Or does the preference for stability prevail? So far, the latter.
Saudi influence is likely one of the reasons the Americans haven’t been as welcoming of the protesters in Syria as might have been expected. Both Washington and Riyadh are worried about chaos in Syria, and how that might affect Iraq and Jordan. This is odd, of course, since Damascus is allied with Tehran and Bashar al Assad has not hesitated to make trouble for the Americans in both Iraq and Lebanon. I wonder if things started really coming apart in Damascus whether the Saudis would reconsider.
Now if you’ve got a headache from all this diplomatic mumbo jumbo, I’m not surprised. But the world really is complicated, the Middle East more than most other regions. And if something happens in Saudi Arabia to disrupt its giant oil production and exports, that $4 gasoline is going to start looking cheap.